Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (29 Jun 2022 to 2 Jan 2025)
- Responsible for Insurance Distribution (23 Nov 2020 to 24 Apr 2025)
- SMF3 Executive Director (9 Dec 2019 to 24 Apr 2025)
- SMF1 Chief Executive (9 Dec 2019 to 24 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2025)
- CF3 Chief Executive (20 Dec 2018 to 8 Dec 2019)
- CF1 Director (20 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.