Fiona Geraldine McCaig

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Tavistock Partnership Limited

    FRN 519014

    • CF30 Customer (since 20 Oct 2025)
  • Alpha Beta Private Wealth Limited

    FRN 1043023

    • (1)Employed By (since 20 Oct 2025)
  • AB Investment Solutions Limited

    FRN 705062

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
    • SMF3 Executive Director (4 Oct 2024 to 7 Jan 2026)
  • MitonOptimal Portfolio Management (UK) Limited (no longer approved here)

    FRN 770509

    • Responsible for Insurance Distribution (27 May 2022 to 30 Apr 2024)
    • SMF16 Compliance Oversight (27 May 2022 to 30 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 30 Apr 2024)
    • SMF3 Executive Director (5 Oct 2021 to 30 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.