Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INTELLIGENT PENSIONS LIMITED
FRN 186250
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2024)
- SMF16 Compliance Oversight (since 10 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 7 Sep 2023)
- [PRA CF] Key function holder (9 Dec 2019 to 7 Sep 2023)
- CF30 Customer (10 Dec 2018 to 8 Dec 2019)
- CF1 Director (20 Feb 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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