Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Feb 2023)
- CF1 Director (AR) (19 Dec 2017 to 15 Feb 2023)
- CF30 Customer (1 Nov 2007 to 1 Dec 2008)
- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
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- CF30 Customer (27 Aug 2008 to 13 Apr 2010)
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- (6)Employed By (10 Mar 2006 to 1 Dec 2008)
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- (7)Employed By (10 Mar 2006 to 1 Dec 2008)
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- (7)Employed By (14 Feb 2006 to 1 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.