Fiona Constance Brydon Middlemiss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • SMF3 Executive Director (30 Sep 2022 to 1 May 2025)
    • SMF16 Compliance Oversight (24 May 2022 to 1 May 2025)
    • Responsible for Insurance Distribution (26 Jan 2022 to 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2022 to 1 May 2025)
    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 7 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 May 2025)
    • [FCA CF] Client dealing (1 Feb 2021 to 7 Feb 2025)
  • Alan Steel (Asset Management) Limited (no longer approved here)

    FRN 114423

    • CF30 Customer (5 Dec 2014 to 29 Jun 2018)
    • Responsible for Insurance Mediation (20 Dec 2012 to 29 Jun 2018)
    • CF11 Money Laundering Reporting (4 Mar 2010 to 29 Jun 2018)
    • CF1 Director (2 Dec 2009 to 29 Jun 2018)
    • CF10 Compliance Oversight (1 Nov 2005 to 29 Jun 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.