Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 23 Feb 2017)
- [FCA CF] Client dealing (since 6 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (26 Apr 2016 to 7 Aug 2017)
- CF30 Customer (19 Oct 2012 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (26 Sep 2019 to 7 Aug 2020)
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- CF30 Customer (19 May 2008 to 18 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.