Finbarr Joseph O'Mahony

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
    • [FCA CF] Client dealing (since 16 Mar 2026)
  • Keyte Limited

    FRN 136129

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
    • [FCA CF] Client dealing (since 1 Aug 2023)
  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2022)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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