Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 5 Mar 2019)
    • CF30 Customer (4 Aug 2014 to 5 Nov 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (30 Dec 2008 to 30 Apr 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.