Filippo Davide Lanza

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Numen Capital LLP
FRN 483451
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (19 Jan 2023 to 17 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Jan 2023 to 17 Feb 2025)
- CF30 Customer (9 Jul 2008 to 8 Dec 2019)
- CF3 Chief Executive (9 Jul 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Jul 2008 to 12 Mar 2014)
- CF4 Partner (9 Jul 2008 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (9 Mar 2006 to 30 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.