Filipe Rodrigues Rocha Pereira Da Silva

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 25 Jul 2022)
- [FCA CF] Manager of certification employee (since 25 Jul 2022)
- CF30 Customer (1 Jan 2013 to 4 Dec 2013)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 25 Jul 2022)
- [FCA CF] Manager of certification employee (since 25 Jul 2022)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (15 Jun 2004 to 5 Apr 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.