Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF4 Partner (AR) (since 23 Nov 2022)
    • CF30 Customer (since 23 Nov 2022)
    • (6)Employed By (since 23 Nov 2022)
  • Force Over Mass Capital LLP (no longer approved here)

    FRN 613706

    • SMF27 Partner (9 Dec 2019 to 1 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2022)
    • CF10a CASS Oversight function (26 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (24 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (24 Nov 2015 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (31 Dec 2014 to 18 Sep 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (20 Apr 2010 to 18 Sep 2015)
    • CF21 Investment Adviser (14 Feb 2003 to 6 Sep 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (20 Apr 2010 to 18 Sep 2015)
    • CF21 Investment Adviser (14 Feb 2003 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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