Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Feb 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (17 Sep 2003 to 10 Jan 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 Oct 2002 to 27 Jun 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.