Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ashmore Investment Management Limited
FRN 185402
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (6 Jun 2007 to 31 Oct 2007)
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Ashmore Investment Advisors Limited
FRN 611412
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (18 Jul 2014 to 8 Dec 2019)
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- CF27 Investment Management (8 Mar 2005 to 11 May 2007)
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.