Fern Joanna Hordern

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albert E Sharp LLP

    FRN 488822

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 May 2016 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 5 Dec 2013)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 3 Aug 2013)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 3 Aug 2013)
    • CF27 Investment Management (1 Jun 2006 to 31 Oct 2007)
    • CF1 Director (1 Jun 2006 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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