Fergus Finlayson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (30 Apr 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (30 Apr 2020 to 7 Apr 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Sep 2008 to 1 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.