Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (17 Mar 2016 to 28 Apr 2023)
  • ARDU Ltd (no longer approved here)

    FRN 726952

    • (3)Employed By (17 Mar 2016 to 28 Apr 2023)
  • PFPNI LTD (no longer approved here)

    FRN 601226

    • CF30 Customer (16 Sep 2013 to 21 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ARDU Ltd

  2. controlled function added: (3)Employed By at ARDU Ltd