Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2025)
    • (1)Employed By (since 8 Jan 2025)
  • A1 Financial Solutions Ltd (no longer approved here)

    FRN 647921

    • Responsible for Insurance Mediation (2 Mar 2015 to 5 Dec 2016)
    • CF11 Money Laundering Reporting (2 Mar 2015 to 5 Dec 2016)
    • CF1 Director (2 Mar 2015 to 5 Dec 2016)
    • CF30 Customer (2 Mar 2015 to 5 Dec 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.