Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Material risk taker (2 Jan 2023 to 31 Oct 2024)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • [FCA CF] Material risk taker (2 Jan 2023 to 31 Oct 2024)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2020)
    • CF30 Customer (15 Jan 2009 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2020)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2020)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2020)
    • CF30 Customer (27 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.