Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Oct 2024)
    • [FCA CF] Manager of certification employee (since 14 Oct 2024)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 17 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jan 2019)
    • CF30 Customer (24 Sep 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (30 Mar 2011 to 15 Jul 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (30 Mar 2011 to 15 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.