Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (27 Jul 2023 to 5 Jun 2025)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2021)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2019)
    • CF30 Customer (29 Aug 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 May 2008 to 19 Jul 2012)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (29 Jan 2002 to 29 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.