Felice Kirsten Rea

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- SMF3 Executive Director (since 13 Feb 2026)
Ascot Lloyd Limited
FRN 578614
- SMF10 Chair of the Risk Committee (since 13 Feb 2026)
- SMF3 Executive Director (since 23 Mar 2020)
- SMF2 Chief Finance (18 Jan 2022 to 4 Jul 2023)
Ascot Lloyd Investment Management Limited
FRN 650245
- [FCA CF] Manager of certification employee (since 17 Nov 2022)
- [FCA CF] Material risk taker (since 8 Jul 2021)
- SMF3 Executive Director (since 23 Mar 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.