Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (5 Jan 2010 to 25 Feb 2010)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF1 Director (5 Jan 2010 to 25 Feb 2010)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (19 Dec 2007 to 25 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (17 Oct 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2006 to 19 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Jan 2004 to 19 Dec 2006)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF2 Non Executive Director (4 Apr 2005 to 19 Dec 2006)
    • CF8 Apportionment and Oversight (29 Jan 2004 to 31 May 2006)
    • CF1 Director (19 Nov 2003 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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