Federico Demicheli

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broad Securities LLP

    FRN 593758

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (27 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (27 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.