Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (13 May 2022 to 22 May 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 May 2025)
    • CF30 Customer (10 Jul 2012 to 22 May 2025)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (10 Jul 2012 to 22 May 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Dec 2010 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.