Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (14 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 May 2007 to 14 Aug 2007)
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Faye Formisano
FRN 467606
- (1)Employed By (since 11 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.