Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 Apr 2023 to 16 May 2024)
- CF30 Customer (3 Apr 2023 to 16 May 2024)
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- Employed By (3 Apr 2023 to 16 May 2024)
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- [FCA CF] Client dealing (10 Aug 2021 to 9 Dec 2021)
- [FCA CF] Functions requiring qualifications (21 Jan 2021 to 8 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (25 Jan 2007 to 31 Oct 2007)
- CF1 Director (25 Jan 2007 to 1 Jun 2012)
- CF10 Compliance Oversight (25 Jan 2007 to 1 Jun 2012)
- CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
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- (4)Employed By (1 Dec 2001 to 13 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.