Fay Eileen Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verso Wealth Management Limited

    FRN 153871

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Nov 2024)
    • [FCA CF] Client dealing (since 14 Nov 2024)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Functions requiring qualifications (18 May 2021 to 31 Oct 2024)
    • [FCA CF] Client dealing (18 May 2021 to 31 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (7 Apr 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (7 Apr 2020 to 7 Apr 2021)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Sep 2004 to 7 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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