Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Eurizon SLJ Capital Limited
FRN 736926
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 17 Nov 2025)
- CF10 Compliance Oversight (4 Jul 2016 to 1 Aug 2016)
- CF1 Director (4 Jul 2016 to 8 Dec 2019)
- CF30 Customer (4 Jul 2016 to 8 Dec 2019)
-
- CF4 Partner (AR) (7 Jun 2011 to 19 Oct 2011)
- CF30 Customer (7 Jun 2011 to 19 Oct 2011)
-
- CF30 Customer (1 Nov 2007 to 21 Jan 2010)
- CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.