Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
    • [FCA CF] Manager of certification employee (since 28 Aug 2020)
    • [FCA CF] Material risk taker (since 28 Aug 2020)
    • [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 28 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
    • [FCA CF] Manager of certification employee (since 28 Aug 2020)
    • [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
    • [FCA CF] Material risk taker (since 28 Aug 2020)
    • [FCA CF] Manager of certification employee (since 28 Aug 2020)
    • [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (21 Aug 2019 to 11 May 2020)
    • [FCA CF] Client dealing (13 Jun 2019 to 11 May 2020)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • CF30 Customer (25 Jan 2019 to 13 May 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (10 Jan 2019 to 6 Mar 2019)
    • CF29 Significant management (21 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (15 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF6 Head of Key Business Areas (10 Jan 2019 to 6 Mar 2019)
    • CF29 Significant management (21 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (15 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (21 Aug 2013 to 16 Feb 2017)
    • CF30 Customer (2 Jun 2008 to 16 Feb 2017)
    • CF26 Customer Trading (11 Nov 2003 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.