Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Material risk taker (since 28 Aug 2020)
- [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 28 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
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Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2020)
- [FCA CF] Material risk taker (since 28 Aug 2020)
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Significant management (28 Aug 2020 to 28 Feb 2023)
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- [FCA CF] Manager of certification employee (21 Aug 2019 to 11 May 2020)
- [FCA CF] Client dealing (13 Jun 2019 to 11 May 2020)
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- CF30 Customer (25 Jan 2019 to 13 May 2019)
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- SMF22 Other Local Responsibility (10 Jan 2019 to 6 Mar 2019)
- CF29 Significant management (21 Aug 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (15 Jan 2007 to 31 Oct 2007)
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- SMF6 Head of Key Business Areas (10 Jan 2019 to 6 Mar 2019)
- CF29 Significant management (21 Aug 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (15 Jan 2007 to 31 Oct 2007)
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- CF29 Significant management (21 Aug 2013 to 16 Feb 2017)
- CF30 Customer (2 Jun 2008 to 16 Feb 2017)
- CF26 Customer Trading (11 Nov 2003 to 1 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.