Farzin Khaleghi-Yazdi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP

    FRN 538762

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Significant management (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [FCA CF] Manager of certification employee (since 8 Mar 2021)
    • CF30 Customer (1 May 2017 to 8 Dec 2019)
  • Guardian Stockbrokers Ltd (no longer approved here)

    FRN 492519

    • CF30 Customer (8 Jul 2010 to 23 Feb 2017)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 9 Sep 2009)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.