Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 3 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
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SBK Wealth Ltd
FRN 830815
- (1)Employed By (since 3 May 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF22 Investment Adviser (Trainee) (14 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.