Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Feb 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (10 Feb 2019 to 9 Feb 2020)
    • CF30 Customer (2 Oct 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (10 Feb 2019 to 9 Feb 2020)
    • CF30 Customer (2 Oct 2013 to 6 Mar 2016)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.