Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2025)
    • CF30 Customer (since 11 Feb 2025)
    • CF1 Director (AR) (since 11 Feb 2025)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (31 Aug 2022 to 24 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (19 Aug 2022 to 24 Feb 2025)
  • Upside Finance Ltd (no longer approved here)

    FRN 981227

    • Employed By (31 Aug 2022 to 24 Feb 2025)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (26 May 2020 to 28 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.