Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- CF4 Partner (AR) (since 6 May 2016)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2021)
- CF1 Director (AR) (13 Dec 2013 to 22 Jul 2016)
- CF4 Partner (AR) (15 Jun 2012 to 4 Dec 2013)
- CF30 Customer (1 Nov 2007 to 28 Jun 2021)
- CF22 Investment Adviser (Trainee) (19 Jul 2007 to 31 Oct 2007)
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Pinnacle Wealth Management LLP
FRN 582859
- (2)Employed By (since 15 Jun 2012)
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- Employed By (19 Jul 2007 to 11 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.