Farid Ben Romdane

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 11 Aug 2022)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (31 Mar 2020 to 6 Mar 2022)
VCM International Limited (no longer approved here)
FRN 712610
- Employed By (20 Nov 2015 to 1 Jun 2017)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (18 Mar 2014 to 1 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.