Farhan Mohamed Arif

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William O'Neil & Co. Incorporated

    FRN 534569

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 May 2014 to 8 Dec 2019)
  • FIRST GLOBAL (UK) LTD. (no longer approved here)

    FRN 190780

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (18 Feb 2003 to 31 Oct 2007)
    • CF26 Customer Trading (18 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.