Fangzhou Li

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (31 Jan 2022 to 20 Dec 2022)
    • [FCA CF] Client dealing (14 Sep 2021 to 2 Feb 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (10 Mar 2020 to 6 Sep 2021)
    • [FCA CF] Manager of certification employee (10 Mar 2020 to 6 Sep 2021)
    • [FCA CF] Material risk taker (10 Mar 2020 to 6 Sep 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (10 Mar 2020 to 6 Sep 2021)
    • [FCA CF] Client dealing (10 Mar 2020 to 6 Sep 2021)
    • [FCA CF] Manager of certification employee (10 Mar 2020 to 6 Sep 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (6 Jul 2017 to 4 Mar 2020)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (30 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.