Faizal Abdul Gafar Karbani

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simply Ethical Financial Services Ltd

    FRN 511220

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (24 Aug 2010 to 8 Dec 2019)
    • CF1 Director (24 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (24 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Aug 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (24 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2010 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (26 Mar 2009 to 2 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.