Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (5 Feb 2018 to 15 Jul 2020)
    • CF30 Customer (15 Jun 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Apr 2005 to 19 Sep 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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