Faisal Sharwani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 16 Jul 2025)
    • [FCA CF] Client dealing (17 Sep 2019 to 7 Aug 2020)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 16 Jul 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (26 Aug 2021 to 5 Jul 2025)
    • [FCA CF] Material risk taker (26 Aug 2021 to 5 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 5 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 23 Jul 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (26 Aug 2021 to 5 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (26 Aug 2021 to 5 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 5 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 23 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 13 Sep 2019)
    • [FCA CF] Manager of certification employee (30 Nov 2017 to 14 Jun 2019)
    • [FCA CF] Client dealing (30 Nov 2017 to 14 Jun 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 1 Aug 2014)
    • CF21 Investment Adviser (29 Sep 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 1 Aug 2014)
    • CF21 Investment Adviser (29 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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