Faisal Nawaz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Jan 2023 to 12 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (14 Nov 2022 to 12 Jun 2023)
  • Bridgegate Wealth Management Ltd (no longer approved here)

    FRN 416964

    • Employed By (27 Jan 2023 to 12 Jun 2023)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (15 Oct 2021 to 25 Apr 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 1 Sep 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (20 Sep 2016 to 19 Sep 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 May 2008)
    • CF22 Investment Adviser (Trainee) (1 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.