Faisal Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AK Jensen Limited (no longer approved here)
FRN 439744
- CF30 Customer (27 Jul 2015 to 20 Sep 2016)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (4 Sep 2012 to 23 Sep 2013)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 1 Dec 2009)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (23 Oct 2003 to 7 Jun 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.