Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
    • [FCA CF] Client dealing (15 Feb 2017 to 4 Nov 2020)
    • CF30 Customer (21 Mar 2011 to 1 Oct 2013)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF26 Customer Trading (1 Dec 2001 to 26 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.