Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
- [FCA CF] Client dealing (15 Feb 2017 to 4 Nov 2020)
- CF30 Customer (21 Mar 2011 to 1 Oct 2013)
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- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
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- CF26 Customer Trading (1 Dec 2001 to 26 Mar 2003)
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- CF26 Customer Trading (1 Dec 2001 to 5 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.