Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RISKSAVE TECHNOLOGIES LTD (no longer approved here)

    FRN 775330

    • CF30 Customer (8 Dec 2018 to 30 Sep 2020)
    • CF1 Director (AR) (8 Dec 2018 to 30 Sep 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (23 Nov 2016 to 29 Nov 2018)
    • CF1 Director (AR) (23 Nov 2016 to 29 Nov 2018)
  • Sparrows Capital Limited (no longer approved here)

    FRN 607414

    • CF30 Customer (4 Jun 2014 to 5 May 2017)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (2 Sep 2008 to 31 Aug 2010)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (25 Nov 2002 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.