Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Jan 2013 to 30 Jun 2014)
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2006)
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- CF10 Compliance Oversight (22 Oct 2008 to 28 Sep 2010)
- CF11 Money Laundering Reporting (22 Oct 2008 to 28 Sep 2010)
- CF30 Customer (1 Apr 2008 to 28 Sep 2010)
- CF3 Chief Executive (1 Apr 2008 to 28 Sep 2010)
- CF1 Director (1 Apr 2008 to 28 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.