Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Jan 2013 to 30 Jun 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2006)
  • Sator Capital Limited (no longer approved here)

    FRN 475824

    • CF10 Compliance Oversight (22 Oct 2008 to 28 Sep 2010)
    • CF11 Money Laundering Reporting (22 Oct 2008 to 28 Sep 2010)
    • CF30 Customer (1 Apr 2008 to 28 Sep 2010)
    • CF3 Chief Executive (1 Apr 2008 to 28 Sep 2010)
    • CF1 Director (1 Apr 2008 to 28 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.