Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 5 Aug 2020)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 5 Aug 2020)
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- [FCA CF] Material risk taker (27 Jan 2020 to 28 Jun 2020)
- [FCA CF] Client dealing (23 May 2018 to 28 Jun 2020)
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- [FCA CF] Client dealing (23 May 2018 to 28 Jun 2020)
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- [FCA CF] Client dealing (23 May 2018 to 28 Jun 2020)
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- CF30 Customer (11 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (11 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (26 Sep 2014 to 21 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.