Fabrice Dominique Frederic Schwartz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank

    FRN 124344

    • SMF22 Other Local Responsibility (since 13 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2022 to 13 Nov 2022)
    • [FCA CF] Material risk taker (25 May 2022 to 13 Nov 2022)
    • [FCA CF] Significant management (25 May 2022 to 13 Nov 2022)
    • [FCA CF] Manager of certification employee (25 May 2022 to 13 Nov 2022)
    • [FCA CF] Client dealing (25 May 2022 to 13 Nov 2022)
    • CF23 Corporate Finance Adviser (1 May 2004 to 21 Jul 2004)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (14 Dec 2017 to 22 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Sep 2017)
    • CF30 Customer (10 Feb 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF21 Investment Adviser (17 Mar 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (16 Dec 2004 to 16 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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