Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Apr 2020)
    • [FCA CF] Client dealing (since 10 Jan 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (24 Aug 2018 to 17 Jan 2019)
    • [FCA CF] Client dealing (24 Aug 2018 to 17 Jan 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 May 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 May 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.