Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 22 Aug 2024)
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 12 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 23 Apr 2020)
- [FCA CF] Client dealing (since 10 Jan 2020)
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- [FCA CF] Manager of certification employee (24 Aug 2018 to 17 Jan 2019)
- [FCA CF] Client dealing (24 Aug 2018 to 17 Jan 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 25 May 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 May 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 23 Aug 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.