Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (3 Nov 2016 to 6 Jul 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 8 Feb 2020)
    • CF30 Customer (16 Oct 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (24 Aug 2004 to 18 Apr 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (9 Mar 2004 to 18 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.