Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (3 Nov 2016 to 6 Jul 2019)
- [FCA CF] Client dealing (2 Nov 2016 to 8 Feb 2020)
- CF30 Customer (16 Oct 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (24 Aug 2004 to 18 Apr 2006)
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- CF21 Investment Adviser (9 Mar 2004 to 18 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.