Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (5 Apr 2022 to 10 Oct 2022)
    • [FCA CF] Material risk taker (5 Apr 2022 to 29 Sep 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (5 Apr 2022 to 10 Oct 2022)
    • [FCA CF] Material risk taker (5 Apr 2022 to 29 Sep 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Dec 2020)
    • CF30 Customer (28 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.